عنوان فارسی مقاله: سیستم نظارت از صنعت صندوق های سرمایه گذاری
عنوان انگلیسی مقاله:
فهرست مطالب
System of supervision of the investment funds industry
Legal basis – EU level (UCITS)
Legal basis – national level (UCITS, non-UCITS)
Act on capital market supervision
Act on investment funds
Organisation of supervision – KNF (PFSA)
Supervised entities
Compliance based approach
Ex-ante – examples
On-going
On-going / Transfer of information
Ex-post
Risk based approach
Operational risk
Market risk
Credit risk
Opened part
بخشی از مقاله
Act on Investment funds (1)
Article 226
On the basis of an authorisation issued by the Chairman of the PFSA, the person named therein shall have the right to enter the premises of:
a management company, in order to verify whether such company’s activities comply with the provisions of the law, the statutory documents or the authorisation granted to such company;
a depositary, in order to verify whether such depositary’s activities connected withacting as a depositary comply with the provisions of the law or the agreement on the maintenance of a register of the fund’s assets;
a distributor in order to verify whether its activities connected with intermediation in the sale and redemption of units or the redemption of investment certificates comply with the provisions of the law, the agreement concluded with the fund and the authorisation;
the outsorcers in order to verify whether their activities connected with the performance of their obligations under the agreement with the management company comply with such agreement and the investment fund’s articles of association;
کلمات کلیدی:
Assessment Of Investment Funds Sector Supervision ... - World Bank www.worldbank.org/projects/procurement/noticeoverview?id=OP00035791 Jan 7, 2016 - Organization/Department, Central Finance and Contracting Unit (CFCU), Ministry of Finance. Name, Manol Simo. Address, Blvd: Dëshmorët e ... "Supervision matters in the funds industry", Director of Markets ... www.centralbank.ie/news.../supervision-matters-in-the-funds-industry-gareth-murphy Feb 10, 2016 - "Supervision matters in the funds industry", Director of Markets ... Murphy indicated that stress-testing of investment funds was an area of ... Funds | Central Bank of Ireland www.centralbank.ie/regulation/industry-market-sectors/funds ... supervision of investment funds established in Ireland (“investment funds”). Investment funds are established for the purpose of investing the pooled funds ... 1994; and; Investment Funds, Companies and Miscellaneous Provisions Act, 2005. [PDF]TOR Ref. No AL-SECO-SSC-I-CS-CQ for publication - AMF www.amf.gov.al/files/File/TOR%20Ref.%20No%20AL-SECO-SSC-I-CS-CQ.pdf Assessment of Investment Funds sector supervision, structure, staffing and training needs. Ref. No AL-SECO-SSC/I-CS/CQ. 1. Background. Albania has ... [PDF]Investment funds in Luxembourg: a technical guide vaioe.at/fileadmin/user.../tax.../EY_AM_Lux_investment_funds_technical_guide.pdf investment fund industry and by the proactive and leading role of the Luxembourg .... Luxembourg investment funds are authorized and supervised by the ... Investment fund - Wikipedia https://en.wikipedia.org/wiki/Investment_fund An investment fund is a way of investing money alongside other investors in order to benefit ..... kompania z upravlinnya actyvami).Funds and companies regulated and supervised by DKTsPFR (Securities and stock market state commission) ... Taxation of Investment Funds in the European Union https://books.google.com/books?isbn=9076078750 Tomi Viitala - 2004 - Capital gains tax Luxembourg The success of the Luxembourg fund industry has its origins in ... of investment funds and the supervision and control of the financial sector were ...
